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Mary Schapiro
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#	Item
71	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:52:27 Financial economics North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro Securities and Exchange Commission Securities fraud United States securities law Financial regulation Financial system
72	CENTER FOR CAPITAL MARKETS COMPETITIVENESS 1615 H STREET, NW DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-13 14:34:23 Law Management Business law Business organizations Corporate governance Proxy voting Glass Lewis U.S. Securities and Exchange Commission Mary Schapiro Business Corporations law Private law
73	Comment Letter on File No. S7-04-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-27 13:34:08 Investment Financial regulation Late-2000s financial crisis Accredited investor Madoff investment scandal Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro U.S. Securities and Exchange Commission Bernard Madoff Financial economics Finance Financial system
74	john Endean President American Business Conference Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-17 15:19:20 Management Corporate governance Private law Stock market Euronext New York Stock Exchange Mary Schapiro Stock exchange Board of directors Business NYSE Euronext Corporations law
75	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-04 16:21:42 Issuer Financial economics Government Financial system Form 20-F Corporate crime U.S. Securities and Exchange Commission Mary Schapiro
76	XT The Securities and Exchange Commission Mary L. Schapiro, Chairman Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-16 12:28:28 Christopher Cox U.S. Securities and Exchange Commission
77	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-08 13:58:35 Investment Mary Schapiro Gary Gensler BATS Global Markets Financial Industry Regulatory Authority New York Stock Exchange U.S. Securities and Exchange Commission NASDAQ Futures contract Economy of the United States Commodity Futures Trading Commission Financial economics
78	U.S. SECURITIES AND EXCHANGE COMMISSION SENIORS SUMMIT (Amended[removed] ) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-23 17:23:56 Economics Securities Financial regulation Corporate crime U.S. Securities and Exchange Commission Christopher Cox Securities fraud Investor education Mary Schapiro United States securities law Law Financial system
79	Microsoft Word - proxysystemcomment.docm Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-02 14:20:36 Investment Proxy statement Statements Securities Ergo Proxy Street name securities Mary Schapiro Finance Stock market SEC filings Financial economics
80	--- On Wed, [removed], mike stein < From: mike stein < Subject: Fw: Dear Chairman Mary L. Schapiro To: [removed] Cc: [removed] Date: Wednesday, October 24, 2012, 4:07 PM Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-06 16:04:35 Investment Stock market Mathematical finance United States securities law U.S. Securities and Exchange Commission Dark liquidity High-frequency trading Short Electronic communication network Financial economics Financial markets Finance